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RESPECT

Long-Term Outcomes of Patent Foramen Ovale Closure or Medical Therapy after Stroke

Year of Publication: 2017

Authors: Jeffrey L. Saver, M.D., John D. Carroll, ..., and David L. Tirschwell

Journal: The New England Journal of Medicine

Citation: N Engl J Med 2017;377:1022-32.

Link: https://doi.org/10.1056/NEJMoa1610057

PDF: https://www.nejm.org/doi/pdf/10.1056/NEJMoa1610057


Clinical Question

In adults aged 18-60 who have had a cryptogenic ischemic stroke, does closure of a patent foramen ovale (PFO) reduce the long-term risk of recurrent ischemic stroke compared to medical therapy alone?

Bottom Line

In this long-term follow-up of patients who had a cryptogenic stroke, PFO closure with the Amplatzer PFO Occluder was associated with a significantly lower rate of recurrent ischemic strokes compared to medical therapy alone. The benefit was most pronounced for strokes of undetermined cause. Venous thromboembolism was more common in the PFO closure group.

Major Points

  • Landmark PFO closure trial — one of three RCTs published in 2017 (with CLOSE and REDUCE) that collectively established PFO closure as a treatment option for cryptogenic stroke. RESPECT was the longest-running, with median 5.9-year follow-up.
  • Published in two phases: initial 2013 report was borderline negative (HR 0.49, p=0.08); the 2017 extended follow-up finally reached significance (HR 0.55, 95% CI 0.31–0.999, p=0.046).
  • 980 patients randomized 1:1 across 69 US/Canadian centers. Used the Amplatzer PFO Occluder (St. Jude Medical/Abbott) — the first device specifically designed for PFO closure.
  • Primary outcome: recurrent ischemic stroke was 0.58 vs 1.07 events per 100 patient-years (HR 0.55, NNT ~50 over median 5.9 years).
  • Recurrent cryptogenic stroke (TOAST criteria) showed the strongest signal: HR 0.08 (95% CI 0.01–0.58, p=0.01), with only 1 event in closure group vs 11 in medical therapy — suggesting PFO closure specifically prevents paradoxical embolism.
  • 48% of patients had a substantial right-to-left shunt, 36% had atrial septal aneurysm — both features that predicted greater benefit from closure.
  • Venous thromboembolism was more common after closure: PE 0.41 vs 0.11 per 100 patient-years (HR 3.48, p=0.04), likely related to device endothelialization period.
  • Device implantation success rate was 99.1%. Procedure-related serious adverse events occurred in 4.2% (21/499) of closure patients.
  • Medical therapy was heterogeneous: aspirin, warfarin, clopidogrel, or aspirin-dipyridamole at investigator discretion — reflecting the lack of evidence-based guidance for ESUS at the time.
  • FDA approved the Amplatzer PFO Occluder in 2016 based primarily on RESPECT data — the first PFO closure device to gain FDA approval.

Design

Study Type: Multicenter, randomized, open-label trial, with blinded adjudication of end-point events.

Randomization: 1

Blinding: Open-label treatment with blinded endpoint adjudication.

Enrollment Period: August 23, 2003, through December 28, 2011.

Follow-up Duration: Median of 5.9 years.

Centers: 69

Countries: United States, Canada

Sample Size: 980

Analysis: Intention-to-treat; this report is an exploratory analysis of the extended follow-up period.


Inclusion Criteria

  • Age 18 to 60 years.
  • Cryptogenic ischemic stroke within the previous 270 days (9 months) — the longest enrollment window among PFO trials.
  • Patent foramen ovale confirmed by transesophageal echocardiography (TEE) with right-to-left shunt (at rest or with Valsalva).
  • Stroke etiology workup excluding large-vessel atherosclerosis, lacunar mechanism, cardioembolic source, and other identifiable causes.
  • Suitable anatomy for transcatheter PFO closure.

Exclusion Criteria

  • Identifiable cause for stroke other than PFO (large-vessel stenosis ≥50%, cardioembolic source, lacunar mechanism).
  • Arterial hypercoagulable state (antiphospholipid antibodies, lupus anticoagulant).
  • Chronic atrial fibrillation or atrial flutter.
  • Intracardiac thrombus or vegetation.
  • Another indication for long-term anticoagulation.
  • PFO anatomy not suitable for device closure.
  • Existing atrial septal defect requiring surgical repair.
  • Previous PFO closure attempt.
  • Severe disability from index stroke (mRS >3).

Baseline Characteristics

CharacteristicControlActive
Age-yr46.2±10.045.7±9.7
Male sex no. (%)268 (55.7)268 (53.7)
Time from index stroke to randomization - days130±69130±70
Hypertension no./total no. (%)153/481 (31.8)160/499 (32.1)
Hypercholesterolemia no./total no. (%)195/481 (40.5)196/499 (39.3)
Migraine no./total no. (%)186/481 (38.7)195/499 (39.1)
Substantial right-to-left shunt no./total no. (%)231/481 (48.0)247/499 (49.5)
Atrial septal aneurysm no./total no. (%)170/481 (35.3)180/499 (36.1)

Arms

FieldControlPFO Closure + Antithrombotic Therapy
InterventionOne of four antithrombotic regimens at investigator discretion: (1) aspirin 81–325 mg/day (most common), (2) warfarin (target INR 2.0–3.0), (3) clopidogrel 75 mg/day, or (4) aspirin 25 mg + extended-release dipyridamole 200 mg BID. Choice could change during follow-up. No standardized protocol — reflects real-world practice variability.Percutaneous PFO closure with the Amplatzer PFO Occluder (18 or 25 mm device selected based on PFO anatomy via TEE). Procedure performed under fluoroscopic and TEE guidance via femoral venous access. Post-procedure: aspirin 81–325 mg + clopidogrel 75 mg for 1 month, then aspirin alone for 5 months, then antithrombotic therapy at investigator discretion. Device implant success rate 99.1%. Bubble study/TEE at 6 and 12 months to confirm closure.
DurationMedian 5.9 years; medication changes permitted throughoutDevice permanent; antithrombotic regimen per protocol × 6 months then at discretion

Outcomes

OutcomeTypeControlInterventionHR / OR / RRP-value
The primary efficacy endpoint was a composite of recurrent nonfatal ischemic stroke, fatal ischemic stroke, or early death after randomization.Primary1.07 events per 100 patient-years (28/481 patients)0.58 events per 100 patient-years (18/499 patients)0.550.046
Recurrent ischemic stroke of undetermined cause (ASCOD criteria)Secondary0.86 events per 100 patient-years (23/481 patients)0.32 events per 100 patient-years (10/499 patients)HR 0.38 (95% CI, 0.18 to 0.79)0.007
Recurrent cryptogenic ischemic stroke (TOAST criteria)Secondary0.41 events per 100 patient-years (11/481 patients)0.03 events per 100 patient-years (1/499 patients)HR 0.08 (95% CI, 0.01 to 0.58)0.01
Overall serious adverse eventsAdverse36.0%40.3%0.17
Pulmonary embolismAdverse0.11 events per 100 patient-years0.41 events per 100 patient-yearsHR 3.48 (95% CI, 0.98 to 12.34)0.04
Deep-vein thrombosisAdverse0.04 events per 100 patient-years0.16 events per 100 patient-yearsHR 4.44 (95% CI, 0.52 to 38.05)0.14
Procedure- or device-related serious adverse eventsAdverse4.2% (21/499 patients)

Subgroup Analysis

Atrial septal aneurysm (ASA): closure benefit was stronger in patients with ASA (HR 0.19, p=0.005) vs without ASA (HR 0.84, p=0.66; P for interaction=0.04). Substantial shunt: closure benefit was greater with substantial shunt (HR 0.35, p=0.01) vs small shunt (HR 0.74, p=0.48; P for interaction=0.04). Combined ASA + large shunt: HR 0.10 (strongest signal). Age <45 vs ≥45: both subgroups benefited but underpowered. Medical therapy type: no significant difference between antiplatelet vs anticoagulation subgroups for recurrence. The RoPE score (developed from RESPECT data) predicted probability that PFO was pathogenic: higher RoPE score = more likely to benefit from closure.


Criticisms

  • Initial 2013 publication was statistically negative — the 2017 extended follow-up publication achieved significance only with additional years of data, raising concerns about post hoc analysis.
  • Dropout rate was markedly asymmetric: 33.3% medical therapy vs 20.8% closure — potentially biasing results if dropouts had different event rates.
  • No mandatory prolonged cardiac monitoring to exclude occult atrial fibrillation — some 'cryptogenic' strokes may have been AF-related, diluting the treatment effect.
  • Industry-sponsored (St. Jude Medical/Abbott) — the company that manufactured the Amplatzer PFO Occluder.
  • Medical therapy arm was heterogeneous (4 different regimens, investigator choice) — no standardized comparator, making it unclear what optimal medical therapy should be.
  • 270-day enrollment window (9 months from stroke) was the longest of any PFO trial — patients far from the index event may have different recurrence risk profiles.
  • Higher VTE rate in closure group (PE HR 3.48) was an unexpected safety signal — possibly related to immobilization during procedure or device surface before endothelialization.
  • The p-value of 0.046 is borderline significant — small changes in event adjudication could shift the result to non-significance.
  • Limited to ages 18–60 — does not address PFO closure in older patients where age-related atrial fibrillation becomes more prevalent as a competing etiology.

Funding

St. Jude Medical

Based on: RESPECT (The New England Journal of Medicine, 2017)

Authors: Jeffrey L. Saver, M.D., John D. Carroll, ..., and David L. Tirschwell

Citation: N Engl J Med 2017;377:1022-32.

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