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Neurology Clinical Trial Database

CLOSURE I

Closure or Medical Therapy for Cryptogenic Stroke with Patent Foramen Ovale

Year of Publication: 2012

Authors: Furlan AJ, Reisman M, Massaro J, ..., Wechsler L

Journal: The New England Journal of Medicine

Citation: Furlan AJ, et al. N Engl J Med. 2012;366(11):991–999.

Link: https://www.nejm.org/doi/full/10.1056/NEJMoa1009639

PDF: https://www.nejm.org/doi/pdf/10.1056/NEJMoa1009639


Clinical Question

Does percutaneous closure of a patent foramen ovale (PFO) reduce the risk of recurrent stroke or TIA compared to medical therapy alone in patients with cryptogenic stroke or TIA?

Bottom Line

Device closure of a PFO did not significantly reduce the risk of recurrent stroke or TIA compared to medical therapy in patients with cryptogenic stroke or TIA.

Major Points

  • CLOSURE I was the FIRST randomized trial of PFO closure for cryptogenic stroke — and it was NEGATIVE (HR 0.78, p=0.37). This result delayed widespread PFO closure by 5 years until RESPECT long-term, CLOSE, and DEFENSE-PFO finally showed benefit in 2017.
  • 909 patients aged 18–60 with cryptogenic stroke/TIA and PFO on bubble TEE, randomized at 87 US/Canadian centers. Primary composite (stroke, TIA, death within 30d, neurologic death 31d–2yr): 5.5% closure vs 6.8% medical (HR 0.78, 95% CI 0.45–1.35, p=0.37).
  • Stroke alone was nearly identical: 2.9% closure vs 3.1% medical (HR 0.90, p=0.79) — the result that seemed to close the door on PFO closure.
  • Device-related atrial fibrillation was the major safety concern: 5.7% closure vs 0.7% medical (p<0.001) — an 8-fold increase that offset any potential stroke prevention benefit.
  • The STARFlex device (NMT Medical) used in CLOSURE I was a DIFFERENT closure device than the Amplatzer PFO Occluder used in RESPECT and CLOSE — the STARFlex had higher residual shunt rates and is no longer available, raising questions about whether device choice drove the negative result.
  • Medical therapy was heterogeneous: aspirin alone, warfarin alone, or both — reflecting clinical equipoise about optimal medical management for PFO-associated stroke. Later trials required antiplatelet therapy specifically.
  • 27.4% of patients had TIA (not stroke) as the qualifying event — inclusion of TIA patients (who have very low recurrence rates) diluted the population and reduced event rates below what was needed for statistical power.
  • Short 2-year follow-up — later trials (RESPECT at 5.9 years) showed that PFO closure benefit emerges gradually over time as recurrent paradoxical embolism accumulates. The 2-year window may have been too short.
  • KEY LESSON: CLOSURE I taught the field that patient selection matters — later positive trials selected younger patients with larger shunts, atrial septal aneurysms, and stricter cryptogenic stroke definitions (excluding patients with alternative stroke mechanisms).
  • Despite the negative result, CLOSURE I was essential for the field: it informed the design of RESPECT, CLOSE, PC Trial, and DEFENSE-PFO, which collectively established PFO closure as standard of care in properly selected patients by 2017.

Design

Study Type: Randomized, open-label, multicenter trial

Randomization: 1

Blinding: Open-label

Enrollment Period: 2003–2008

Follow-up Duration: 2 years

Centers: 87

Countries: United States, Canada

Sample Size: 909

Analysis: Intention-to-treat and per-protocol analyses


Inclusion Criteria

  • Age 18–60 years
  • Recent cryptogenic stroke or TIA (within 6 months)
  • Patent foramen ovale with right-to-left shunting documented on bubble TEE

Exclusion Criteria

  • Identifiable stroke cause other than PFO
  • Atrial fibrillation
  • Significant carotid disease
  • Left ventricular dysfunction
  • Hypercoagulable state requiring anticoagulation

Baseline Characteristics

CharacteristicComorbiditiesQualifying Event
Hypertension33.8
Hyperlipidemia47.4
TIA27.427.4
Smoker21.5
Minor Stroke72.6

Arms

FieldDevice ClosureControl
InterventionSTARFlex device + aspirin (81–325 mg daily for 2 years) + clopidogrel (75 mg daily for 6 months)Aspirin (325 mg), warfarin (INR 2–3), or both
Duration2 years2 years

Outcomes

OutcomeTypeControlInterventionHR / OR / RRP-value
Composite of stroke or TIA, death from any cause within 30 days, or neurologic death between 31 days and 2 yearsPrimary6.8%5.5%0.780.37
StrokeSecondary3.1%2.9%0.90.79
TIASecondary4.1%3.1%0.750.44
Major Vascular ComplicationAdverse0%3.2%
Atrial FibrillationAdverse0.7%5.7%<0.001
Major BleedingAdverse1.1%2.6%

Criticisms

  • STARFlex device — this specific closure device had higher residual shunt rates and more AF than the Amplatzer PFO Occluder used in later positive trials (RESPECT, CLOSE). Device inadequacy may have driven the negative result.
  • Underpowered: 909 patients with only 2-year follow-up and low event rates (~3%/yr) — needed ~2,000+ patients or longer follow-up to detect the modest benefit later confirmed by RESPECT at 5.9 years.
  • 27.4% TIA patients included — TIA has much lower recurrence risk than stroke, diluting the at-risk population and reducing statistical power. Later trials excluded or minimized TIA patients.
  • Device-related AF in 5.7% was a major concern — the NNH for AF was lower than any potential NNT for stroke prevention, making the risk-benefit unfavorable. Amplatzer device has lower AF rates (~3%).
  • Short 2-year follow-up — PFO closure benefit is cumulative over time (paradoxical embolism risk is ongoing). RESPECT showed benefit emerging at 3+ years, with HR 0.55 at 5.9 years.
  • Heterogeneous medical therapy (aspirin, warfarin, or both) — lack of standardized medical arm introduces variability. If some medical patients received optimal anticoagulation, closure benefit would be harder to detect.
  • Liberal stroke mechanism classification — some 'cryptogenic' events may have had unrecognized alternative causes (AF, small vessel disease), diluting the true PFO-attributable stroke population.
  • Open-label design — knowledge of device implantation could influence reporting of neurological symptoms and threshold for imaging, potentially biasing TIA ascertainment.
  • No RoPE Score available — the Risk of Paradoxical Embolism score (developed later) identifies patients most likely to benefit from closure. CLOSURE I enrolled an unselected PFO population.

Funding

NMT Medical

Based on: CLOSURE I (The New England Journal of Medicine, 2012)

Authors: Furlan AJ, Reisman M, Massaro J, ..., Wechsler L

Citation: Furlan AJ, et al. N Engl J Med. 2012;366(11):991–999.

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