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NASCET

The North American Symptomatic Carotid Endarterectomy Trial: Surgical Results in 1415 Patients

Year of Publication: 1991

Authors: Gary G. Ferguson, MD, FRCSC; Michael Eliasziw, ..., FRCPC; for the North American Symptomatic Carotid Endarterectomy Trial (NASCET) Collaborators

Journal: Stroke

Citation: Stroke. 1991;22:711-720.

Link: https://www.ahajournals.org/doi/epub/10....1.STR.30.9.1751

PDF: https://www.ahajournals.org/doi/epub/10....1.STR.30.9.1751


Clinical Question

What are the rates of perioperative stroke and death and the final assessment of stroke severity at 90 days in patients who underwent carotid endarterectomy in the North American Symptomatic Carotid Endarterectomy Trial?

Bottom Line

Carotid endarterectomy performed in NASCET had an overall perioperative stroke and death rate of 6.5%. While the procedure carried risks, particularly in older patients and those with specific angiographic features, its benefits in preventing future disabling strokes for symptomatic patients with severe stenosis were demonstrated in the broader NASCET trial.

Major Points

  • Landmark RCT that established carotid endarterectomy (CEA) as standard of care for symptomatic high-grade carotid stenosis; 1415 patients underwent CEA across 106 North American centers.
  • For severe stenosis (70–99%): 2-year risk of ipsilateral stroke was 26% medical vs 9% surgical (ARR 17%, NNT 6). Trial was stopped early for this group in 1991.
  • For moderate stenosis (50–69%): 5-year ipsilateral stroke rate was 22.2% medical vs 15.7% surgical (ARR 6.5%, p=0.045). Benefit was marginal and depended on subgroup characteristics.
  • For mild stenosis (<50%): no benefit from CEA — surgery was equivalent or inferior to medical therapy.
  • Perioperative stroke and death rate at 30 days was 6.5% overall (death 1.1%, disabling stroke 1.8%, nondisabling stroke 3.7%). At 90 days, disabling stroke improved to 1.1% due to neurological recovery.
  • 88% of perioperative strokes were ischemic (not hemorrhagic) and 68% were nondisabling — supporting that CEA complications were generally manageable.
  • Risk factors for perioperative complications: age >75 years, contralateral ICA occlusion (14.2% of patients), ipsilateral carotid siphon stenosis (29.9%), history of prior stroke, poor collateral flow, and low surgeon volume.
  • Surgeon volume mattered: perioperative stroke/death was 3.5% for surgeons doing >10 cases/year vs 7.4% for ≤10 cases/year — establishing minimum volume standards.
  • Stenosis measured by NASCET method: (1 − [minimal residual lumen / normal distal ICA]) × 100. This became the standard measurement method worldwide, replacing the ECST method.
  • Restenosis ≥50% occurred in 8.3% at mean 15-month follow-up. Long-term follow-up showed CEA benefit was durable, with ipsilateral stroke risk remaining low for years.
  • NASCET defined the NNT framework for CEA: NNT 6 for severe stenosis over 2 years, NNT 15 for moderate stenosis over 5 years — guiding clinical decision-making.
  • Complementary to ECST (European Carotid Surgery Trial) and VA cooperative study — all three confirmed benefit for severe stenosis, establishing Level 1 evidence.

Design

Study Type: Prospective, multicenter, randomized controlled trial (surgical results report)

Randomization: 1

Enrollment Period: Not specified in this surgical results paper, but the main NASCET trial enrollment occurred before 1991.

Follow-up Duration: 30 days (perioperative outcomes) and 90 days (stroke severity assessment); mean 15 months for durability of endarterectomy.

Countries: North America

Sample Size: 1415

Analysis: Calculated rates of perioperative stroke and death at 30 days and stroke severity at 90 days. Regression modeling used to identify variables associated with perioperative risk. Summary of non-outcome surgical complications and durability of endarterectomy. Data analyzed using a statistical system developed for the NASCET study.


Inclusion Criteria

  • Symptomatic carotid stenosis: TIA or non-disabling stroke in the distribution of the study artery within 120 days of randomization.
  • Stenosis of 30–99% of the ipsilateral internal carotid artery (by NASCET angiographic method).
  • Patient medically fit to undergo carotid endarterectomy.
  • No severe disability from prior stroke (must be functionally independent).
  • Conventional catheter angiography confirming stenosis degree.

Exclusion Criteria

  • Carotid stenosis <30% on angiography.
  • Non-atherosclerotic carotid disease (dissection, fibromuscular dysplasia, radiation-induced stenosis).
  • Prior ipsilateral CEA.
  • Severe disabling stroke as the qualifying event (unable to perform activities of daily living).
  • Organ failure or terminal illness with life expectancy <5 years.
  • Conditions making surgery or follow-up impossible.
  • Planned CEA for asymptomatic contralateral stenosis within 3 months.
  • Intracranial lesion requiring surgery (e.g., tumor, aneurysm).

Baseline Characteristics

CharacteristicControlActive
Age - mean (SD), y67.0±9.2
Male, %69.5
Hypertension, %75.7
Coronary artery disease, %38.5
Diabetes mellitus, %23.3
Previous ipsilateral stroke, %31.3
Previous contralateral stroke, %7.0
Previous TIA (transient ischemic attack) or amaurosis fugax, %68.7
Current smoker, %32.0
Symptomatic stenosis - 70%-99%, %70.0
Symptomatic stenosis - 50%-69%, %30.0
Contralateral ICA occlusion, %14.2
Ipsilateral carotid siphon stenosis, %29.9
Poor collateral flow via ophthalmic artery/posterior communicating artery, %10.0

Arms

FieldControlCarotid Endarterectomy + Medical Therapy
InterventionBest medical therapy of the era: antiplatelet agents (aspirin 1300 mg/day was standard), antihypertensives, and risk factor management. No statins available during most of the trial period. Anticoagulation was not used routinely.Surgical carotid endarterectomy performed by certified surgeons (minimum case volume required). Technique: longitudinal arteriotomy with patch angioplasty or primary closure at surgeon discretion. Shunting used selectively. General anesthesia in most cases. Perioperative aspirin continued. Followed by same medical therapy as control arm.
DurationOngoing with follow-up to 5+ yearsSurgery followed by ongoing medical management and follow-up to 5+ years

Outcomes

OutcomeTypeControlInterventionHR / OR / RRP-value
Perioperative stroke and death within 30 days after carotid endarterectomy.PrimaryNA6.5% (92 events in 1415 patients)
Death at 30 daysSecondaryNA1.1%
Disabling stroke at 30 daysSecondaryNA1.8%
Nondisabling stroke at 30 daysSecondaryNA3.7%
Death at 90 days (after improvement)SecondaryNA1.1%
Disabling stroke at 90 days (after improvement)SecondaryNA1.1%
Nondisabling stroke at 90 days (after improvement)SecondaryNA4.2%
Restenosis ≥50% in treated artery (mean 15 months follow-up)SecondaryNA8.3%

Criticisms

  • The surgical results paper reports only on CEA patients, not the randomized comparison — the full trial results were published separately.
  • Medical therapy of the 1990s (aspirin only, no statins, less aggressive BP/glucose control) may overestimate CEA benefit vs modern best medical therapy.
  • Conventional catheter angiography was required for stenosis measurement — now largely replaced by non-invasive CTA/MRA, raising questions about stenosis measurement concordance.
  • The NASCET stenosis measurement method systematically underestimates stenosis compared to the ECST method, creating confusion in clinical practice (70% NASCET ≈ 82% ECST).
  • Surgeon selection and case volume thresholds may not reflect real-world practice — perioperative complication rates in community settings have been reported higher than NASCET's 6.5%.
  • Women were underrepresented (~30%) and showed less benefit from CEA, particularly in the moderate stenosis group — raising equity concerns.
  • The trial excluded patients with near-occlusion (string sign), who were later shown to have a more benign natural history, complicating clinical decisions at the extreme end of stenosis.
  • No comparison with carotid artery stenting (CAS), which emerged as an alternative during the trial era — addressed later by CREST and other trials.
  • Long-term follow-up showed restenosis in 8.3% at 15 months, but the clinical significance of asymptomatic restenosis was not well characterized.

Subgroup Analysis

Severe stenosis (70–99%): ARR 17% at 2 years, NNT 6 — benefit was clear and consistent across all subgroups. Moderate stenosis (50–69%): benefit depended on subgroup — men benefited more than women (ARR 10.1% vs 1.3%), hemispheric TIA/stroke benefited more than retinal events, recent events (<2 weeks) benefited more than remote events (>12 weeks), and irregular/ulcerated plaques benefited more than smooth plaques. Age >75: higher perioperative risk (8.1% vs 5.2%) but also higher medical risk, so net benefit was maintained. Contralateral ICA occlusion: perioperative risk was higher (14.3% vs 5.4%) but long-term benefit still present. Diabetics and patients with intracranial tandem stenosis had attenuated benefit. Post hoc analyses: timing of surgery within 2 weeks of qualifying event yielded greatest benefit.


Funding

Not specified in this surgical results paper. The original NASCET trial was funded by various sources.

Based on: NASCET (Stroke, 1991)

Authors: Gary G. Ferguson, MD, FRCSC; Michael Eliasziw, ..., FRCPC; for the North American Symptomatic Carotid Endarterectomy Trial (NASCET) Collaborators

Citation: Stroke. 1991;22:711-720.

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