Clinical Question
Does immediate carotid endarterectomy plus medical treatment versus medical treatment alone reduce stroke risk in patients with asymptomatic carotid stenosis in a more pragmatic clinical setting?
Bottom Line
In 3,120 patients with asymptomatic carotid stenosis >60%, immediate CEA reduced 5-year risk of any stroke or perioperative death by 5.3% (95% CI 3.0-7.8%) vs medical management. Disabling/fatal stroke reduced by 2.5% (95% CI 0.8-4.3%; P=0.004). 30-day perioperative stroke+death was 3.0%. NNT ~40 to prevent 1 disabling/fatal stroke at 5 years. Benefit significant in men (OR 0.49) but not women (OR 0.96; interaction P=0.01). No benefit gradient with increasing stenosis severity (60-99%).
Major Points
- 5-year ARR for any stroke/perioperative death: 5.3% (95% CI 3.0-7.8%) — similar to ACAS (5.1%).
- First trial to show significant reduction in disabling/fatal stroke: ARR 2.5% (95% CI 0.8-4.3%; P=0.004).
- 30-day perioperative stroke+death: 3.0% — significantly higher than ACAS (1.5%; P=0.04), reflecting more pragmatic surgical standards.
- NNT ~40 to prevent 1 disabling/fatal stroke at 5 years.
- Clear sex difference: men benefited (OR 0.49; 95% CI 0.36-0.66) but women did not (OR 0.96; 95% CI 0.63-1.45); pooled interaction P=0.01.
- No benefit gradient with increasing stenosis (60-99%) — unlike symptomatic trials (NASCET/ECST). Likely due to Doppler measurement and inability to identify near-occlusions.
- Largest RCT of asymptomatic CEA: 3,120 patients, 1993-2003, international.
- Uncertainty Principle enrollment: very few exclusion criteria; enrolled when clinician genuinely uncertain.
- 12% had remote symptoms (>6 months prior) — not truly 100% asymptomatic.
- Medical arm 5-year event rate 11.8% — modest absolute benefit given elective surgery risk.
Design
Study Type: Randomized controlled trial, pragmatic design
Randomization: 1
Blinding: Open-label (pragmatic)
Enrollment Period: 1993-2003
Follow-up Duration: 5 years (primary)
Centers: Multiple (international, predominantly European, UK-led)
Countries: United Kingdom and international
Sample Size: 3120
Analysis: Intention-to-treat
Inclusion Criteria
- Carotid stenosis >60% (Doppler ultrasonography).
- Mainly asymptomatic (12% had symptoms >6 months prior).
- Uncertainty Principle: enrolled when clinician genuinely uncertain about benefit of surgery.
- Surgeon required evidence of ≤6% operative risk for last 50 asymptomatic CEA patients.
Exclusion Criteria
- Very few exclusion criteria mentioned
- Recent neurological symptoms (within 6 months for 12% of patients)
Baseline Characteristics
| Characteristic | Control | Active |
|---|---|---|
| 5-year stroke risk | 11.8% | |
| Stenosis assessment | Doppler ultrasonography | Doppler ultrasonography |
| No centralized audit | of ultrasonographer performance | |
| Required operative risk | ≤6% for last 50 asymptomatic CEA patients | |
| Surgeon exclusions | None based on operative risk during trial |
Arms
| Field | Immediate Surgery Group | Control |
|---|---|---|
| Intervention | Immediate carotid endarterectomy plus medical treatment | Medical treatment alone or until operation became necessary (delayed surgery) |
| Duration | 5 years follow-up | 5 years follow-up |
Outcomes
| Outcome | Type | Control | Intervention | HR / OR / RR | P-value |
|---|---|---|---|---|---|
| Any stroke or operative death at 5 years | Primary | 11.8% | 6.5% | 5.30% | <0.05 |
| Disabling or fatal stroke | Secondary | Not specified | 2.5% absolute reduction | 0.004 | |
| 30-day operative mortality | Secondary | 0% | 1.11% (95% CI 0.6% to 1.8%) | 0.02 vs ACAS | |
| 30-day stroke and death | Secondary | 0% | 3.0% (95% CI 2.1% to 4.0%) | 0.04 vs ACAS | |
| Perioperative stroke/death | Adverse | Not applicable | 3.0% (vs 1.5% in ACAS) | 0.04 | |
| Perioperative death | Adverse | Not applicable | 1.11% (vs 0.14% in ACAS) | 0.02 |
Subgroup Analysis
Surgical benefit greater in men than women across both ACST and ACAS (pooled interaction P=0.01). Benefit in women remains uncertain.
Criticisms
- Higher operative risks than ACAS, questioning generalizability of ACAS results
- No evaluation of ultrasonographer training or centralized audit of performance
- Less stringent surgeon selection compared to ACAS
- Unclear whether benefit exists at all in women
- Number needed to treat remains high (≥40) for disabling/fatal stroke prevention
- No prespecified subgroup analyses in trial protocol
Funding
Medical Research Council (UK)
Based on: ACST (Lancet, 2004)
Authors: A. Halliday, A. Mansfield, J. Marro, ..., D. Thomas
Citation: Lancet. 2004;363:1491-1502
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