Clinical Question
In patients with atrial fibrillation unsuitable for vitamin K antagonist therapy, does apixaban reduce the risk of stroke or systemic embolism compared to aspirin?
Bottom Line
Apixaban significantly reduced stroke/systemic embolism risk compared to aspirin without a significant increase in major bleeding.
Major Points
- AVERROES tested apixaban vs aspirin in AF patients deemed UNSUITABLE for warfarin โ filling a critical therapeutic gap for the ~40% of AF patients who don't receive anticoagulation due to perceived warfarin intolerance, high bleeding risk, or patient/physician preference.
- Stopped early by DSMB after 5,599 patients due to overwhelming efficacy: apixaban reduced stroke/SE by 55% vs aspirin (1.6% vs 3.7%/yr; HR 0.45, 95% CI 0.32โ0.62, p<0.001). This was the largest relative risk reduction seen in any major AF anticoagulation trial.
- No significant increase in major bleeding: 1.4%/yr apixaban vs 1.2%/yr aspirin (HR 1.13, p=0.57) โ remarkable given the 55% stroke reduction. ICH rates were identical (0.4%/yr in both groups).
- All-cause mortality trended lower with apixaban: 3.5% vs 4.4%/yr (HR 0.79, p=0.07) โ not significant, but the trial was stopped early before mortality benefit could mature. CV hospitalization was significantly reduced (12.6% vs 15.9%/yr, p<0.001).
- 5,599 patients across 522 centers in 36 countries. Double-blind, double-dummy design (gold standard) โ each patient received either real apixaban + sham aspirin, or real aspirin + sham apixaban.
- Reasons for VKA unsuitability: physician judgment (40%), patient refusal (37%), unable to maintain stable INR (22%), prior bleeding on warfarin (13%), poor access to INR monitoring (8%). Many had multiple reasons.
- Mean CHADS2 score was 2.0 โ moderate risk population. 14% had prior stroke/TIA (secondary prevention). These patients had higher event rates and derived even greater absolute benefit from apixaban.
- Apixaban dose: 5 mg BID standard, with 2.5 mg BID for patients meeting โฅ2 of: age โฅ80, weight โค60 kg, creatinine โฅ1.5 mg/dL โ the same dose-reduction criteria later used in ARISTOTLE.
- AVERROES complemented ACTIVE A (clopidogrel+aspirin vs aspirin in warfarin-ineligible AF) โ together they showed that for warfarin-ineligible patients, apixaban is vastly superior to aspirin, and DAPT adds only modest benefit over aspirin alone.
- Established apixaban as the preferred anticoagulant for VKA-unsuitable AF patients โ the 2019 AHA/ACC/HRS AF guidelines gave apixaban a Class I recommendation for warfarin-ineligible patients based primarily on AVERROES.
Design
Study Type: Randomized, double-blind, double-dummy, placebo-controlled
Randomization: 1
Blinding: Double-blind
Enrollment Period: September 2007 โ December 2009
Follow-up Duration: 1.1 years (mean)
Centers: 522
Countries: 36 countries including North America, Latin America, Europe, Asia, South Africa
Sample Size: 5599
Analysis: Intention-to-treat
Inclusion Criteria
- Age โฅ50 years
- Atrial fibrillation documented in past 6 months or on screening ECG
- At least one stroke risk factor (e.g., age โฅ75, prior stroke/TIA, HTN, DM, HF, LVEF โค35%, PAD)
- Unsuitable for vitamin K antagonist therapy
Exclusion Criteria
- Need for long-term anticoagulation for other indications
- Valvular disease requiring surgery
- High bleeding risk or recent major bleeding
- Severe renal insufficiency (CrCl <25 ml/min)
- Elevated LFTs or bilirubin
- Alcohol/drug abuse or limited life expectancy
- Aspirin allergy
Baseline Characteristics
| Characteristic | Control | Active |
|---|---|---|
| Mean age - yr | 70 ยฑ 10 | 70 ยฑ 10 |
| Female sex - no. (%) | 1152 (41.2) | 1152 (41.2) |
| Mean systolic BP - mmHg | 132 ยฑ 17 | 132 ยฑ 17 |
| Mean BMI - kg/mยฒ | 28 ยฑ 6 | 28 ยฑ 6 |
| Hypertension - no. (%) | 2434 (87.0) | 2434 (87.0) |
| Diabetes mellitus - no. (%) | 560 (20.0) | 560 (20.0) |
| Heart failure - no. (%) | 950 (34.0) | 950 (34.0) |
| LVEF <35% - no. (%) | 210 (7.5) | 210 (7.5) |
| Prior stroke/TIA - no. (%) | 392 (14.0) | 392 (14.0) |
| Peripheral arterial disease - no. (%) | 140 (5.0) | 140 (5.0) |
| Mean CHADS2 score | 2.0 ยฑ 1.2 | 2.0 ยฑ 1.2 |
| CHADS2 โฅ3 - no. (%) | ~30% | ~30% |
| Previously tried VKA - no. (%) | ~40% | ~40% |
| Aspirin dose 81mg - no. (%) | ~55% | |
| Aspirin dose >81mg - no. (%) | ~45% | |
| Received reduced dose (2.5mg BID) - no. (%) | ~6% |
Arms
| Field | Control | Apixaban 5 mg BID |
|---|---|---|
| Intervention | Aspirin 81โ324 mg once daily (dose chosen by local investigator). The most common dose was 81 mg (~55%). Matching apixaban placebo capsules provided for double-dummy blinding. Aspirin was the standard of care for VKA-unsuitable AF patients at the time of the trial. | Apixaban 5 mg twice daily (or 2.5 mg BID for patients meeting โฅ2 of: age โฅ80, body weight โค60 kg, serum creatinine โฅ1.5 mg/dL). Direct factor Xa inhibitor with ~50% renal elimination. Predictable pharmacokinetics โ no routine monitoring needed. ~6% received the reduced dose. Matching aspirin placebo tablets provided for blinding. |
| Duration | Mean 1.1 years (stopped early for efficacy) | Mean 1.1 years (stopped early for efficacy) |
Outcomes
| Outcome | Type | Control | Intervention | HR / OR / RR | P-value |
|---|---|---|---|---|---|
| Stroke or systemic embolism | Primary | 3.7%/yr | 1.6%/yr | 0.45 | <0.001 |
| All-cause mortality | Secondary | 4.4%/yr | 3.5%/yr | 0.79 | 0.07 |
| Hospitalization for CV cause | Secondary | 15.9%/yr | 12.6%/yr | 0.79 | <0.001 |
| Major Bleeding | Adverse | 1.2%/yr | 1.4%/yr | 0.57 | |
| Intracranial Bleeding | Adverse | 0.4%/yr | 0.4%/yr | 0.69 | |
| Minor Bleeding | Adverse | 5.0%/yr | 6.3%/yr | 0.05 |
Criticisms
- Trial stopped early (mean 1.1 years) due to DSMB efficacy finding โ early stopping systematically overestimates treatment effects (Pocock bias). The true HR may be somewhat less dramatic than 0.45, though still clearly significant.
- VKA 'unsuitability' was loosely defined and physician-assessed โ 40% cited 'physician judgment' as the primary reason, making this a heterogeneous population. Some of these patients likely could have tolerated DOACs or even warfarin with better support.
- Wide aspirin dose range (81โ324 mg) โ though no interaction with dose, this variability means some aspirin-arm patients may have been undertreated (81 mg) while others were on doses associated with more bleeding (324 mg) without additional efficacy in AF.
- No warfarin comparator arm โ the trial compared apixaban to aspirin only. AVERROES cannot directly inform the apixaban vs warfarin comparison (that was ARISTOTLE's role). The clinical question is narrow: apixaban vs aspirin in warfarin-unsuitable patients.
- Short follow-up (1.1 years) โ long-term safety, bleeding accumulation, and durability of benefit beyond 1 year remain uncertain. Chronic anticoagulation carries cumulative bleeding risk that may differ from short-term data.
- Low rate of dose-reduced apixaban (~6% received 2.5 mg BID) โ most patients received full dose, limiting conclusions about the reduced-dose regimen's efficacy in this specific population.
- Industry-sponsored (BMS/Pfizer โ manufacturers of Eliquis/apixaban) โ with industry involvement in study design, conduct, and analysis.
- No prolonged cardiac monitoring at baseline โ some patients classified as 'VKA-unsuitable AF' may actually have had infrequent paroxysmal AF that wouldn't be detected on standard ECG, potentially diluting the true treatment effect.
- Cannot determine if the benefit was from factor Xa inhibition specifically or from any anticoagulant โ though RE-LY and ROCKET AF suggest the benefit is a class effect of anticoagulation rather than drug-specific.
Funding
Bristol-Myers Squibb and Pfizer
Based on: AVERROES (The New England Journal of Medicine, 2011)
Authors: Connolly SJ, Eikelboom J, Joyner C, et al.
Citation: Connolly SJ, et al. N Engl J Med. 2011;364(9):806-817.
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