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SOCRATES

Ticagrelor versus Aspirin in Acute Stroke or Transient Ischemic Attack

Year of Publication: 2016

Authors: S. Claiborne Johnston, M.D., Ph.D., ..., and K.S. Lawrence Wong

Journal: The New England Journal of Medicine

Citation: N Engl J Med 2016;375:35-43.

Link: https://doi.org/10.1056/NEJMoa1603060

PDF: https://doi.org/10.1056/NEJMoa1603060


Clinical Question

In patients with acute nonsevere ischemic stroke or high-risk TIA, is ticagrelor superior to aspirin for the prevention of recurrent stroke, myocardial infarction, or death?

Bottom Line

In patients with acute ischemic stroke or TIA, treatment with ticagrelor for 90 days was not found to be superior to aspirin in reducing the rate of the primary composite endpoint of stroke, myocardial infarction, or death. Major bleeding rates were low and similar between the two groups.

Major Points

  • Tested whether ticagrelor monotherapy was superior to aspirin for acute minor stroke/TIA — the largest head-to-head comparison of a P2Y12 inhibitor vs aspirin in acute cerebrovascular disease.
  • 13,199 patients across 674 centers in 33 countries. Double-blind, double-dummy design — gold standard for antiplatelet comparison. Monotherapy design (not DAPT) — testing whether ticagrelor could REPLACE aspirin, not supplement it.
  • Primary result was NEGATIVE: composite of stroke, MI, or death at 90 days was 6.7% ticagrelor vs 7.5% aspirin (HR 0.89, 95% CI 0.78–1.01, p=0.07). Narrowly missed significance by p=0.03.
  • Ischemic stroke showed a nominally significant reduction: 5.8% vs 6.7% (HR 0.87, 95% CI 0.76–1.00, p=0.046). All stroke: HR 0.86, p=0.03. These p-values were not adjusted for multiple comparisons.
  • Major bleeding was LOW and similar in both groups: 0.5% vs 0.6% (HR 0.83, p=0.45) — ticagrelor monotherapy was not associated with excess bleeding, unlike DAPT regimens.
  • Dyspnea was significantly more common with ticagrelor (6.2% vs 1.4%) — a known class effect of ticagrelor (reversible P2Y12 inhibitor that also affects adenosine reuptake), and a major driver of drug discontinuation.
  • Critical design insight: SOCRATES tested ticagrelor vs aspirin as MONOTHERAPY. The subsequent THALES trial tested ticagrelor + aspirin (DAPT) vs aspirin alone — and was positive. This suggests ticagrelor's benefit in stroke requires combination with aspirin.
  • 73% of qualifying events were ischemic stroke (NIHSS ≤5), 27% were high-risk TIA. Both subgroups showed similar trends.
  • Post hoc analysis (SOCRATES ABCD) showed that patients with ipsilateral large-artery atherosclerosis may have benefited more from ticagrelor — driving the hypothesis that ticagrelor may be superior for specific stroke mechanisms.
  • Paved the way for THALES (2020), which successfully demonstrated ticagrelor + aspirin DAPT benefit for acute stroke/TIA — completing the ticagrelor story arc from SOCRATES (negative monotherapy) to THALES (positive DAPT).

Design

Study Type: International, multicenter, randomized, double-blind, double-dummy, parallel-group trial.

Randomization: 1

Blinding: Double-blind, double-dummy.

Enrollment Period: January 7, 2014, through October 29, 2015.

Follow-up Duration: 90 days.

Centers: 674

Countries: 33 countries

Sample Size: 13199

Analysis: Intention-to-treat.


Inclusion Criteria

  • Age ≥40 years.
  • Acute ischemic stroke with a National Institutes of Health Stroke Scale (NIHSS) score of 5 or lower.
  • OR High-risk transient ischemic attack (TIA) defined as an ABCD² stroke risk score of 4 or higher, or symptomatic intracranial or extracranial arterial stenosis.
  • Randomization within 24 hours after symptom onset.

Exclusion Criteria

  • Underwent intravenous or intraarterial thrombolysis or mechanical thrombectomy.
  • History of atrial fibrillation or suspicion of cardioembolic cause for the event.
  • Known bleeding diathesis or history of intracranial hemorrhage.
  • Planned carotid, cerebrovascular, or coronary revascularization.
  • Severe liver disease or renal failure requiring dialysis.

Baseline Characteristics

CharacteristicControlActive
Age-yr65.9±11.3765.8±11.23
Female sex-no. (%)2724 (41.2)2759 (41.9)
Race-no. (%) (White)4410 (66.7)4374 (66.4)
Race-no. (%) (Asian)1949 (29.5)1957 (29.7)
Hypertension-no. (%)4933 (74.6)4797 (72.8)
Diabetes mellitus-no. (%)1548 (23.4)1664 (25.3)
Previous ischemic stroke-no. (%)828 (12.5)765 (11.6)
Previous TIA-no. (%)446 (6.7)410 (6.2)
Qualifying event (Ischemic stroke)-no. (%)4869 (73.7)4798 (72.8)
Baseline NIHSS >3 (among stroke patients)-no./total no. (%)1566/4869 (32.2)1541/4798 (32.1)

Arms

FieldControlTicagrelor
InterventionAspirin 300 mg loading dose on day 1, followed by 100 mg once daily for 90 days. Plus ticagrelor-matched placebo BID. Double-dummy design ensured blinding. No additional antiplatelet agents permitted. Aspirin is an irreversible COX-1 inhibitor — different mechanism from ticagrelor's reversible P2Y12 inhibition.Ticagrelor 180 mg loading dose on day 1 (2 × 90 mg tablets), followed by 90 mg twice daily for 90 days. Plus aspirin-matched placebo once daily. Ticagrelor is a reversible, non-thienopyridine P2Y12 receptor antagonist — does not require hepatic activation (unlike clopidogrel), providing faster onset and more consistent platelet inhibition. Also inhibits equilibrative nucleoside transporter-1 (ENT1), increasing extracellular adenosine — responsible for the dyspnea side effect.
Duration90 days90 days

Outcomes

OutcomeTypeControlInterventionHR / OR / RRP-value
A composite of stroke (ischemic or hemorrhagic), myocardial infarction, or death within 90 days.Primary7.5% (497 patients)6.7% (442 patients)0.890.07
Ischemic strokeSecondary6.7% (441 patients)5.8% (385 patients)HR 0.87 (95% CI, 0.76 to 1.00)0.046
All strokeSecondary6.8% (450 patients)5.9% (390 patients)HR 0.86 (95% CI, 0.75 to 0.99)0.03
Major bleeding (PLATO definition)Adverse0.6% (38 patients)0.5% (31 patients)HR 0.83 (95% CI, 0.52 to 1.34)0.45
Intracranial hemorrhageAdverse0.3% (18 patients)0.2% (12 patients)HR 0.68 (95% CI, 0.33 to 1.41)0.30
DyspneaAdverse1.4%6.2%

Subgroup Analysis

No significant treatment-by-subgroup interactions (all p>0.05) across: age (<65 vs ≥65), sex, race (White 67% vs Asian 30%), geographic region, qualifying event (stroke vs TIA), baseline NIHSS (≤3 vs >3), prior stroke/TIA, hypertension, diabetes, aspirin use at baseline. Post hoc SOCRATES ABCD analysis: patients with ipsilateral ≥50% stenosis of a cervicocephalic artery showed greater ticagrelor benefit (HR 0.68 for stroke) — suggesting atherosclerotic mechanism may be the target population. Time from onset to randomization (<12h vs ≥12h) showed no interaction.


Criticisms

  • The primary result was NEGATIVE (p=0.07) — any post hoc subgroup findings (like SOCRATES ABCD) must be interpreted as hypothesis-generating only.
  • Monotherapy design (ticagrelor alone vs aspirin alone) — does not test the clinically relevant question of DAPT vs aspirin, which was later tested in THALES.
  • Low enrollment of patients with large-artery atherosclerosis — the mechanism most likely to benefit from potent antiplatelet therapy was underrepresented.
  • TIA event rates were lower than expected — some enrolled TIA patients may have had non-ischemic mimics, diluting the treatment effect.
  • Excluded patients who received thrombolysis or thrombectomy — limits generalizability to the moderate-severe stroke population.
  • Dyspnea rate of 6.2% (vs 1.4% aspirin) — a significant tolerability issue that drove higher discontinuation in the ticagrelor group.
  • Industry-sponsored (AstraZeneca) — manufacturer of ticagrelor.
  • 24-hour enrollment window was wider than POINT (12h) or CHANCE (24h), and the time-dependent benefit seen in POINT/CHANCE may have been diluted by later enrollment.
  • No CYP2C19 genotyping — cannot assess whether ticagrelor's advantage (no hepatic activation needed) was greatest in clopidogrel poor metabolizers.

Funding

AstraZeneca

Based on: SOCRATES (The New England Journal of Medicine, 2016)

Authors: S. Claiborne Johnston, M.D., Ph.D., ..., and K.S. Lawrence Wong

Citation: N Engl J Med 2016;375:35-43.

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