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Neurology Clinical Trial Database

BASICS

Endovascular Therapy for Stroke Due to Basilar-Artery Occlusion

Year of Publication: 2021

Authors: Lucianne C.M. Langezaal, Erik J.R.J. van der Hoeven, Francisco J.A. Mont'Alverne, ..., for the BASICS Study Group

Journal: The New England Journal of Medicine

Citation: N Engl J Med 2021;384:1910-20.

Link: https://www.nejm.org/doi/full/10.1056/NEJMoa2030297

PDF: https://www.nejm.org/doi/pdf/10.1056/NEJMoa2030297


Clinical Question

In patients with acute stroke caused by basilar-artery occlusion, does endovascular therapy initiated within 6 hours of estimated stroke onset improve functional outcomes compared with standard medical care?

Bottom Line

Endovascular therapy did not significantly improve favorable functional outcomes (mRS 0-3) compared with medical therapy in basilar-artery occlusion (44.2% vs 37.7%; RR 1.18; 95% CI 0.92-1.50; P=0.19). The trial was severely underpowered (300 of planned 750 patients enrolled over 8 years), and the wide confidence interval cannot exclude a substantial benefit. sICH was 4.5% vs 0.7% (P=0.06).

Major Points

  • No significant benefit of EVT: favorable outcome (mRS 0-3) was 44.2% (EVT) vs 37.7% (medical), RR 1.18 (95% CI 0.92-1.50; P=0.19), a 6.5 percentage-point difference.
  • Critically underpowered: only 300 of 750 planned patients enrolled over 8 years across 23 centers in 7 countries.
  • Borderline higher sICH with EVT: 4.5% vs 0.7% (RR 6.9; 95% CI 0.9-53.0; P=0.06).
  • No mortality difference: 38.3% (EVT) vs 43.2% (medical) (RR 0.87; 95% CI 0.68-1.12; P=0.29).
  • EVT dramatically improved vessel recanalization: basilar patency at 24h was 84.5% vs 56.3% (RR 1.43; 95% CI 1.18-1.74) — the only significant secondary outcome.
  • Moderate-severity NIHSS 10-19 showed signal of benefit: RR 1.55 (95% CI 1.06-2.27); 74% vs 47% favorable. Mild NIHSS <10 trended toward better with medical care (65% vs 80%).
  • High IV tPA rate in both arms (~79%) likely contributed to 56.3% spontaneous recanalization, reducing incremental EVT benefit.
  • Successful reperfusion (mTICI 2b/3) only 72% despite 94% use of 2nd/3rd-generation devices.
  • Malignant brain edema numerically more with EVT: 11.0% vs 4.8% (RR 2.31; 95% CI 0.95-5.62; P=0.06).
  • Results cannot exclude substantial EVT benefit — upper CI of RR 1.50 means 16 percentage-point absolute benefit remains plausible. Set the stage for BAOCHE.

Design

Study Type: Multicenter, open-label, international, randomized, controlled trial with blinded outcome assessment (PROBE design)

Randomization: 1

Blinding: Open-label treatment; blinded outcome assessment for mRS; independent imaging core lab of 6 neuroradiologists. Permuted blocks (size 2), stratified by center, IV tPA use, and NIHSS (<20 or ≥20).

Enrollment Period: October 23, 2011 to December 6, 2019 (~8 years)

Follow-up Duration: 90 days (no patients lost to follow-up)

Centers: 23

Countries: Netherlands, Brazil, Germany, France, Italy, Switzerland, United States

Sample Size: 300

Analysis: Intention-to-treat (primary); also on-treatment and as-treated analyses.


Inclusion Criteria

  • Initial criteria (first 91 patients): age <85 years, NIHSS ≥10.
  • Expanded criteria (after 91 patients): age ≥85 allowed, NIHSS <10 allowed, contraindications to IV tPA allowed.
  • Acute symptoms and signs compatible with ischemia in the basilar-artery territory.
  • Proven basilar-artery occlusion on CTA or MRA (complete obstruction of flow in any portion).
  • Endovascular therapy feasible within 6 hours of estimated stroke onset.
  • IV thrombolysis (if given) initiated within 4.5 hours of estimated occlusion.

Exclusion Criteria

  • Intracranial hemorrhage.
  • Extensive, bilateral brainstem infarction on CT.
  • Cerebellar mass effect.
  • Acute hydrocephalus on neuroimaging.
  • Endovascular therapy not feasible within 6 hours of estimated stroke onset.

Baseline Characteristics

CharacteristicEndovascular Therapy (N=154)Medical Care (N=146)
Age (mean±SD)66.8±13.167.2±11.9
Female sex54 (35.1%)50 (34.2%)
Mean NIHSS21.922.1
Median NIHSS2122
Hypertension93/154 (60.4%)82/145 (56.6%)
Diabetes mellitus34/153 (22.2%)31/146 (21.2%)
Atrial fibrillation44/154 (28.6%)22/146 (15.1%)
Posterior-circulation stroke history11/154 (7.1%)7/146 (4.8%)
Pre-stroke mRS 0123/153 (80.4%)112/146 (76.7%)
Pre-stroke mRS 112/153 (7.8%)15/146 (10.3%)
Pre-stroke mRS 215/153 (9.8%)17/146 (11.6%)
IV thrombolysis received121 (78.6%)116 (79.5%)
Time onset to IV tPA (median)2.0h (IQR 1.4-3.3)2.3h (IQR 1.6-3.5)
Time onset to EVT (median)4.4h (IQR 3.3-6.2)
mTICI 2b/3 reperfusion63/88 (72%)

Arms

FieldEndovascular Therapy + Medical CareControl
InterventionEndovascular thrombectomy using methods and devices per local operator (94% used 2nd/3rd-generation devices). Angioplasty/stenting of vertebral artery allowed if stenosis hampered access. Basilar stenting allowed for residual stenosis after thrombectomy. Goal: visible outflow in at least one posterior cerebral artery. IV thrombolysis also given in 78.6%. EVT initiated at median 4.4h (IQR 3.3-6.2) after onset.Conventional care per local protocols and national guidelines, including IV thrombolysis in 79.5%. IV tPA initiated at median 2.3h (IQR 1.6-3.5) after onset. 7 patients (4.8%) crossed over to EVT.
DurationSingle procedure + 90 days follow-up90 days follow-up

Outcomes

OutcomeTypeControlInterventionHR / OR / RRP-value
mRS 0-3 at 90 daysPrimary55/146 (37.7%)68/154 (44.2%)6.48%0.19
mRS 0Secondary6 (4.1%)8 (5.2%)RR 1.17
mRS 0-1Secondary19 (13.0%)27 (17.5%)RR 1.32
mRS 0-2Secondary44 (30.1%)54 (35.1%)RR 1.17
mRS 0-4Secondary71 (48.6%)78 (50.6%)RR 1.05
Basilar patency at 24h CTASecondary54/96 (56.3%)93/110 (84.5%)RR 1.43Significant
Median NIHSS at 24h (IQR)Secondary15.0 (5.0-36.5)11.0 (3.0-37.5)Mean diff -0.79
EQ-5D VAS at 90 days (mean±SD)Secondary61.9±24.867.6±21.3Mean diff 6.0
Death at 90 daysAdverse63 (43.2%)59 (38.3%)RR 0.870.29
sICH within 3 daysAdverse1 (0.7%)7 (4.5%)RR 6.90.06
Parenchymal hemorrhage Type 2 on 24h CTAdverse1/115 (0.9%)6/129 (4.7%)
Subarachnoid hemorrhageAdverse1/115 (0.9%)3/129 (2.3%)
Malignant brain edemaAdverse7 (4.8%)17 (11.0%)RR 2.310.06
Procedural complicationAdverse05 (3.2%)
PneumoniaAdverse26 (17.8%)30 (19.5%)
Cerebral ischemiaAdverse10 (6.8%)13 (8.4%)
Extracranial hemorrhageAdverse2 (1.4%)5 (3.2%)

Subgroup Analysis

Prespecified but underpowered; no interaction p-values reported. Key subgroups: NIHSS <10: RR 0.85 (0.62-1.16, favoring medical); NIHSS 10-19: RR 1.55 (1.06-2.27, favoring EVT); NIHSS ≥20: RR 1.28 (0.67-2.46). By location: proximal RR 1.59, middle RR 1.24, distal RR 0.98. Age <70: RR 1.03; ≥70: RR 1.47. Thrombus ≤10mm: RR 1.04; >10mm: RR 1.31. PC-ASPECTS <8: RR 1.08; ≥8: RR 1.16.


Criticisms

  • Severely underpowered: only 300 of planned 750 patients enrolled over 8 years; wide CI cannot exclude 10-16 percentage-point benefit.
  • 29.2% of eligible patients (124/424) treated outside trial; 79% of those received EVT — equipoise lacking among treating physicians.
  • AF imbalance: 28.6% EVT vs 15.1% medical (adjustment did not substantially change results).
  • Crossover: 4.8% of medical patients received EVT.
  • No advanced imaging (CT perfusion) for patient selection.
  • NIHSS less sensitive for posterior circulation symptoms.
  • 8-year enrollment span — device technology and medical care evolved significantly.
  • High IV tPA rate (~79%) in both arms may have attenuated the treatment effect.
  • Successful reperfusion only 72% — lower than anterior circulation trials.
  • Open-label design, though outcome assessment was blinded.

Funding

Dutch Heart Foundation, Swiss Heart Foundation, São Paulo Research Foundation, National Council for Scientific and Technological Development (Brazil), University Medical Center Utrecht, St. Antonius Hospital Nieuwegein.

Based on: BASICS (The New England Journal of Medicine, 2021)

Authors: Lucianne C.M. Langezaal, Erik J.R.J. van der Hoeven, Francisco J.A. Mont'Alverne, ..., for the BASICS Study Group

Citation: N Engl J Med 2021;384:1910-20.

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